PUBLIC RECORDVerifiedcourt filing

Deutsche Bank Epstein Settlement & Regulatory Fine ($225 Million Total)

Combined $225 million in penalties against Deutsche Bank: $150 million NYDFS regulatory fine (2020) and $75 million USVI settlement (2023) for the bank's relationship with Epstein from 2013-2019.

New York Department of Financial Services / USVI Department of Justice

Overview

Deutsche Bank faced combined financial penalties totaling $225 million for its banking relationship with Jeffrey Epstein. The bank onboarded Epstein as a client in 2013 — the same year JPMorgan Chase dropped him — and maintained the relationship until Epstein's arrest on federal charges in July 2019.

The Financial Penalties

NYDFS Regulatory Fine — $150 Million (July 2020)

The New York Department of Financial Services (NYDFS) imposed a $150 million fine on Deutsche Bank for "significant compliance failures." According to the consent order:

  • Deutsche Bank processed approximately $150 million in transactions for Epstein
  • The bank failed to adequately monitor Epstein's accounts for suspicious activity
  • Compliance personnel flagged concerns that were not adequately addressed
  • The bank opened accounts for Epstein despite his 2008 conviction being a matter of public record
  • Transactions included payments to individuals who were publicly alleged to have been Epstein's co-conspirators

USVI Attorney General Settlement — $75 Million (October 2023)

The U.S. Virgin Islands Attorney General's enforcement action resulted in a $75 million settlement. The action alleged that:

  • Deutsche Bank's services facilitated Epstein's operations in the U.S. Virgin Islands
  • The bank failed to implement adequate anti-money laundering controls
  • The banking relationship enabled financial transactions connected to criminal activity

Timeline of the Relationship

DateEvent
2013Deutsche Bank onboards Epstein after JPMorgan drops him
2014-2018Compliance flags raised but relationship continues
July 2019Epstein arrested; Deutsche Bank closes accounts
July 2020NYDFS imposes $150M fine
October 2023USVI AG settlement for $75M

Key Findings

The Onboarding Failure

The most significant finding was that Deutsche Bank accepted Epstein as a client in 2013 despite:

  • His 2008 conviction on state sex offenses
  • His registration as a sex offender
  • Extensive media coverage of his legal history
  • JPMorgan's decision to terminate the relationship

Compliance Breakdowns

The NYDFS consent order documented:

  • Deutsche Bank's compliance department raised concerns about the Epstein relationship
  • A managing director explicitly inquired about Epstein's background
  • Despite these inquiries, the relationship was approved and maintained
  • The bank processed wire transfers to entities and individuals connected to allegations against Epstein

Broader Implications

The Deutsche Bank case demonstrated that:

  1. The banking handoff problem — When one bank dropped Epstein, another immediately took him on
  2. Regulatory enforcement can work — The NYDFS fine was the first major regulatory penalty in the Epstein banking cases
  3. Compliance systems require enforcement — Having compliance procedures is insufficient without institutional will to act on findings
  4. Financial penalties can be substantial — The combined $225 million in penalties exceeded the bank's profits from the relationship

Sources and Further Reading